SECURITIES AND EXCHANGE COMMISSION
Washington, DC. 20549
FORM 10-Q/A
(Mark One)
[x] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange
Act of 1934
For the quarterly period ended MARCH 31, 1998 or
[ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
Commission file number 0-15235
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MITEK SYSTEMS, INC.
(Exact name of registrant as specified in its charter)
DELAWARE 87-0418827
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(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
10070 CARROLL CANYON ROAD, SAN DIEGO, CALIFORNIA 92131
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(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code (619) 635-5900
----------------------------
- -------------------------------------------------------------------------------
(Former name, former address and former fiscal year, if changed since last
report)
Indicate by check mark whether the registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act of
1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports), and (2) has been subject to such
filing requirements for the past 90 days.
Yes X No .
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There were 11,552,376 shares outstanding of the registrant's Common Stock
as of May 7, 1998.
PART II - OTHER INFORMATION
Item 4. The annual meeting of stockholders was held on February 11, 1998.
Brought to vote were the election of Directors for the ensuing
year. With 88.20% of shares represented at the meeting, the
following were elected to the Board of Directors: John M. Thornton,
Chairman, Elliot Wassarman, Daniel E. Steimle, James B. DeBello,
Gerald I. Farmer and Sally B. Thornton.
Also voted on, and approved, was the appointment of Deloitte &
Touche LLP as the Company's 1998 auditors.
Immediately following the annual meeting of stockholders, an
organizational meeting of the Board of Directors of the Corporation
was held to elect officers of the Corporation for the coming year.
The following persons were elected: John M. Thornton, Chairman of
the Board; Elliot Wassarman, President and Chief Executive Officer;
John M. Thornton, Chief Financial Officer; Barbara Hurlstone,
Secretary.
Item 6. Exhibits and Reports on Form 8-K
a. Exhibit 27 - Financial Data Schedule
b. The exhibits are on Form 8-K: None
c. Reports on Form 8-K: Filed on January 6, 1998 - Appointment of
Elliot Wassarman as Chief Executive Officer and President, and
Director of the Company. Resignation of John F. Kessler from the
position of Chief Executive Officer and President, and Director,
and the appointment of John F. Kessler to the position of Chief
Financial Officer.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
MITEK SYSTEMS, INC.
(Registrant)
Date: May 29, 1998 /s/ Elliot Wassarman
-------------------------------
Elliot Wassarman, President and
Chief Executive Officer
Date: May 29, 1998 /s/ John M. Thornton
--------------------------------
John M. Thornton
Chairman
5
12-MOS
SEP-30-1996
OCT-01-1995
SEP-30-1996
210,413
0
2,258,541
0
278,206
2,987,524
1,049,678
902,790
3,762,442
1,103,955
6,147
0
0
7,783
0
3,762,442
8,153,628
8,153,628
2,782,204
3,914,246
0
0
91,344
1,365,834
136,825
1,229,009
0
0
0
1,229,009
.16
.15
