UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 4, 2020
(Exact name of registrant as specified in its charter)
| (State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) | |||||||||
| (Address of principal executive offices) | (Zip Code) | ||||||||||
Registrant’s telephone number, including area code: (619 ) 269-6800
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):
| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |||||
| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |||||
| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |||||
| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) | |||||
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||||||
The | ||||||||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
| Emerging growth company | |||||
| If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. | ☐ | ||||
Item 5.07. Submission of Matters to a Vote of Security Holders.
On March 4, 2020, Mitek Systems, Inc. (the “Company”) held an annual meeting of its stockholders (the “Annual Meeting”). As of January 17, 2020, the record date for the Annual Meeting, there were 40,894,897 shares of the Company’s common stock outstanding and entitled to vote at the Annual Meeting. At the Annual Meeting, a total of 33,983,608 shares of the Company’s common stock were represented in person or by proxy. Set forth below is a brief description of each matter voted upon at the Annual Meeting and the voting results with respect to each matter. These proposals, each of which was approved by our stockholders at the Annual Meeting, are more fully described in the Company’s definitive proxy statement for the Annual Meeting filed with the U.S. Securities and Exchange Commission on January 24, 2020 (the “Proxy Statement”).
| 1. | A proposal to elect the following seven directors to serve until the Company’s 2021 annual meeting of stockholders and until their respective successors have been elected and qualified: William K. “Bill” Aulet, Scipio “Max” Carnecchia, James C. Hale, Bruce E. Hansen, Alex W. “Pete” Hart, Jane J. Thompson, and Donna C. Wells. | ||||
| For | Withheld | Broker Non-Votes | ||||||||||||||||||
| William K. “Bill” Aulet | 22,173,951 | 602,243 | 11,207,414 | |||||||||||||||||
| Scipio “Max” Carnecchia | 22,556,894 | 219,300 | 11,207,414 | |||||||||||||||||
| James C. Hale | 21,371,520 | 1,404,674 | 11,207,414 | |||||||||||||||||
| Bruce E. Hansen | 22,325,266 | 450,928 | 11,207,414 | |||||||||||||||||
| Alex W. “Pete” Hart | 22,328,513 | 447,681 | 11,207,414 | |||||||||||||||||
| Jane J. Thompson | 22,219,558 | 556,636 | 11,207,414 | |||||||||||||||||
| Donna C. Wells | 22,505,737 | 270,457 | 11,207,414 | |||||||||||||||||
| 2. | A proposal to approve the adoption of the Mitek Systems, Inc. 2020 Incentive Plan. | ||||
| For | Against | Abstained | Broker Non-Votes | |||||||||||||||||
| 17,538,124 | 5,159,898 | 78,172 | 11,207,414 | |||||||||||||||||
| 3. | A proposal to ratify the selection of Mayer Hoffman McCann P.C. as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2020. | ||||
| For | Against | Abstained | Broker Non-Votes | |||||||||||||||||
| 30,886,363 | 1,052,142 | 2,045,103 | — | |||||||||||||||||
| 4. | A proposal to approve, on an advisory (non-binding) basis, the compensation of our named executive officers as presented in the Proxy Statement. | ||||
| For | Against | Abstained | Broker Non-Votes | |||||||||||||||||
| 18,505,539 | 4,082,274 | 188,381 | 11,207,414 | |||||||||||||||||
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Mitek Systems, Inc. | |||||||||||
| March 6, 2020 | By: | /s/ Jeffrey C. Davison | |||||||||
| Jeffrey C. Davison | |||||||||||
| Chief Financial Officer | |||||||||||